trust & integrity

Not all financial professionals are fiduciaries, but we are. When it comes to managing wealth, we think you deserve the best when it comes to trust and integrity. There is a lot of confusion about what responsibilities are required by a fiduciary. This is how the Securities and Exchange Commission describes a fiduciary's responsibilities * :

From l to r: Christopher Lloyd, CFP;  Robert Lloyd, CFA

   1. Has a fundamental obligation to act in the best interest of their clients and to provide investment advice in their client's best interests.

   2. Owes a duty of undivided loyalty and utmost good faith.

   3. Does not engage in any activity in conflict with the interest of any client and takes steps reasonably necessary to fulfill their obligations.

   4. Employs reasonable care to avoid misleading clients and provides full and fair disclosure of all material facts to clients and prospective clients.

   5. Eliminates, or at least discloses, all conflicts of interest that might incline you – consciously or unconsciously - to render advice that is not disinterested.

   6. Does not use client assets for their own benefit or those of other clients, at least without consent.


 Intrepid. Resolute. Enduring. Determined. 

Lloyds Intrepid LLC (“LIWM”) is doing business as Lloyds Intrepid Wealth Management. LIWM is a registered investment advisor offering advisory services in the State of Texas where registered and in other jurisdictions where exempted.  Registration does not imply a certain level of skill or training. The presence of this website on the Internet shall not be directly or indirectly interpreted as a solicitation of investment advisory services to persons of another jurisdiction unless otherwise permitted by statute. Follow-up or individualized responses to consumers in a particular state by LIWM in the rendering of personalized investment advice for compensation shall not be made without our first complying with jurisdiction requirements or pursuant an applicable state exemption.

All content on this site is for information purposes only. Opinions expressed herein are solely those of LIWM, unless otherwise specifically cited. All opinions and outlooks are subject to change.  Material presented is believed to be from reliable sources and no representations are made by our firm as to other parties’ informational accuracy or completeness.  All information or ideas provided should be discussed in detail with an advisor, accountant or legal counsel prior to implementation.The information contained herein has been obtained from sources believed to be reliable, but the accuracy of the information cannot be guaranteed.

*Management fees are based on consolidated portfolio assets under management. Custodian may charge account fees or commissions separately from, and in addition to, our management fee. Mutual funds and exchange traded funds have internal fees that are charged separately from, and in addition to, our management fee. This is not a specific offer or solicitation by Lloyds Intrepid Wealth Management to buy or sell any investment product or service.

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